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NetApp, Inc. Director's Dealing 2018

May 10, 2018

30233_dirs_2018-05-10_3cb060c6-c947-4f32-8a45-aa09f5b0d100.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2017-11-30

Reporting Person: FAWCETT MATTHEW K (SVP, GC & Secretary)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-11-30 Common Stock J 528 $21.3095 Acquired 2645 Direct
2018-05-08 Common Stock M 21500 $53.22 Acquired 24145 Direct
2018-05-08 Common Stock M 15625 $37.64 Acquired 39770 Direct
2018-05-08 Common Stock M 24107 $36.59 Acquired 63877 Direct
2018-05-08 Common Stock S 61232 $70.006 Disposed 2645 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-05-08 Non-Qualified Stock Option (right to buy) $36.59 M 24107 Disposed 2021-06-02 Common Stock (24107) Direct
2018-05-08 Non-Qualified Stock Option (right to buy) $37.64 M 15625 Disposed 2020-06-02 Common Stock (15625) Direct
2018-05-08 Non-Qualified Stock Option (right to buy) $53.22 M 21500 Disposed 2018-05-31 Common Stock (21500) Direct

Footnotes

F1: Shares acquired under the NetApp's 1999 Employee Stock Purchase Plan on November 30, 2017.

F2: The sale(s) reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 3, 2018.

F3: The price in Column 4 is a weighted average price. The prices actually received ranged from $70.00 to $70.02. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F4: Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date.