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NetApp, Inc. — Director's Dealing 2018
Jun 5, 2018
30233_dirs_2018-06-05_e8b876a8-60bf-4508-bcde-2d1597082b7a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2018-05-31
Reporting Person: PASEK RONALD J (EVP Finance & Operations, CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-31 | Common Stock | J | 689 | $21.3095 | Acquired | 52124 | Direct |
| 2018-06-01 | Common Stock | M | 8077 | $0.0 | Acquired | 60201 | Direct |
| 2018-06-01 | Common Stock | F | 4004 | $69.71 | Disposed | 56197 | Direct |
| 2018-06-01 | Common Stock | M | 9000 | $0.0 | Acquired | 65197 | Direct |
| 2018-06-01 | Common Stock | F | 4462 | $69.71 | Disposed | 60735 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-06-01 | Restricted Stock Unit | $0.0 | M | 8077 | Disposed | 2023-06-01 | Common Stock (8077) | Direct |
| 2018-06-01 | Restricted Stock Unit | $0.0 | M | 9000 | Disposed | 2024-06-01 | Common Stock (9000) | Direct |
Footnotes
F1: Shares purchased under the NetApp 1999 Employee Stock Purchase Plan on May 31, 2018.
F2: Restricted stock units convert into common stock on a one-for-one basis.
F3: On June 1, 2016, the reporting person was granted 32,309 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date.
F4: On June 1, 2017, the reporting person was granted 36,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date.