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NetApp, Inc. — Director's Dealing 2018
Jun 6, 2018
30233_dirs_2018-06-06_94a1aa2c-3722-4aa1-a86e-b60ec42fa3f4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2018-06-04
Reporting Person: FAWCETT MATTHEW K (SVP, GC & Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-06-04 | Common Stock | M | 1148 | $36.59 | Acquired | 55856 | Direct |
| 2018-06-04 | Common Stock | S | 1148 | $70.0 | Disposed | 54708 | Direct |
| 2018-06-04 | Common Stock | S | 6819 | $69.9529 | Disposed | 47889 | Direct |
| 2018-06-04 | Common Stock | S | 5700 | $70.283 | Disposed | 42189 | Direct |
| 2018-06-05 | Common Stock | S | 2521 | $72.1756 | Disposed | 39668 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-06-04 | Non-Qualified Stock Option (right to buy) | $36.59 | M | 1148 | Disposed | 2021-06-02 | Common Stock (1148) | Direct |
| 2018-06-04 | Restricted Stock Unit | $0.0 | A | 12000 | Acquired | 2025-06-01 | Common Stock (12000) | Direct |
Footnotes
F1: The sale(s) reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 3, 2018.
F2: The price in Column 4 is a weighted average price. The prices actually received ranged from $69.44 to $70.15. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F3: The price in Column 4 is a weighted average price. The prices actually received ranged from $70.16 to $70.46. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F4: On June 3, 2014, the reporting person was granted 55,100 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on July 3, 2014, subject to continued service on each applicable vesting date.
F5: Restricted stock units convert into common stock on a one-for-one basis.
F6: On June 4, 2018, the reporting person was granted 12,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date.