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NetApp, Inc. — Director's Dealing 2018
Jun 19, 2018
30233_dirs_2018-06-19_c1e8d918-e9ee-4c80-8b0c-1eefedaa9dc3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2018-06-15
Reporting Person: RICHARD HENRI P (EVP, Go To Market)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-06-15 | Common Stock | M | 26607 | $0.0 | Acquired | 90098 | Direct |
| 2018-06-15 | Common Stock | F | 13191 | $77.7 | Disposed | 76907 | Direct |
| 2018-06-18 | Common Stock | S | 1063 | $77.5287 | Disposed | 75844 | Direct |
| 2018-06-18 | Common Stock | S | 1462 | $78.1581 | Disposed | 74382 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-06-15 | Restricted Stock Unit | $0.0 | M | 26607 | Disposed | 2023-06-15 | Common Stock (26607) | Direct |
Footnotes
F1: The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 20, 2017.
F2: The price in Column 4 is a weighted average price. The prices actually received ranged from $76.93 to $77.84. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F3: The price in Column 4 is a weighted average price. The prices actually received ranged from $77.88 to $78.33. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F4: Restricted stock units convert into common stock on a one-for-one basis.
F5: On June 15, 2016, the reporting person was granted 53,213 restricted stock units, vesting in two equal annual installments beginning on June 15, 2017 and subject to continued service on each applicable vesting date.