Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

NetApp, Inc. Director's Dealing 2018

Jun 19, 2018

30233_dirs_2018-06-19_c1e8d918-e9ee-4c80-8b0c-1eefedaa9dc3.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2018-06-15

Reporting Person: RICHARD HENRI P (EVP, Go To Market)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-06-15 Common Stock M 26607 $0.0 Acquired 90098 Direct
2018-06-15 Common Stock F 13191 $77.7 Disposed 76907 Direct
2018-06-18 Common Stock S 1063 $77.5287 Disposed 75844 Direct
2018-06-18 Common Stock S 1462 $78.1581 Disposed 74382 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-06-15 Restricted Stock Unit $0.0 M 26607 Disposed 2023-06-15 Common Stock (26607) Direct

Footnotes

F1: The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 20, 2017.

F2: The price in Column 4 is a weighted average price. The prices actually received ranged from $76.93 to $77.84. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3: The price in Column 4 is a weighted average price. The prices actually received ranged from $77.88 to $78.33. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F4: Restricted stock units convert into common stock on a one-for-one basis.

F5: On June 15, 2016, the reporting person was granted 53,213 restricted stock units, vesting in two equal annual installments beginning on June 15, 2017 and subject to continued service on each applicable vesting date.