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NetApp, Inc. Director's Dealing 2017

Feb 13, 2017

30233_dirs_2017-02-13_6fa875c9-fec6-4176-8c67-36e00787d19f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2016-11-30

Reporting Person: FAWCETT MATTHEW K (SVP, GC & Secretary)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-11-30 Common Stock J 456 $21.3095 Acquired 1648 Direct
2017-02-09 Common Stock M 25000 $29.44 Acquired 26648 Direct
2017-02-09 Common Stock S 25000 $39.45 Disposed 1648 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-02-09 Non-Qualified Stock Option (right to buy) $29.44 M 25000 Disposed 2019-05-31 Common Stock (25000) Direct

Footnotes

F1: Shares purchased under the NetApp 1999 Employee Stock Purchase Plan.

F2: Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date.