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NetApp, Inc. Director's Dealing 2017

Mar 1, 2017

30233_dirs_2017-03-01_6e118bb2-5a12-421e-9119-08b62140f969.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2017-02-27

Reporting Person: REICH JOEL D (Exec VP, Product Operations)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-02-27 Common Stock M 7709 $37.62 Acquired 7709 Direct
2017-02-27 Common Stock M 4500 $29.44 Acquired 12209 Direct
2017-02-27 Common Stock S 12209 $41.0055 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-02-27 Non-Qualified Stock Option (right to buy) $29.44 M 4500 Disposed 2019-05-31 Common Stock (4500) Direct
2017-02-27 Non-Qualified Stock Option (right to buy) $37.62 M 7709 Disposed 2017-05-31 Common Stock (7709) Direct

Footnotes

F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $41.00 to $41.04. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2: On June 1, 2012, the reporting person was granted 14,400 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on July 1, 2012, subject to continued service on each applicable vesting date.

F3: On June 1, 2010, the reporting person was granted 10,000 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on July 1, 2010, subject to continued service on each applicable vesting date.