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NetApp, Inc. Director's Dealing 2017

May 18, 2017

30233_dirs_2017-05-18_44640fb2-d7b9-4e82-9fbe-dead1e2e8fdb.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2016-11-30

Reporting Person: PASEK RONALD J (EVP Finance & Operations, CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-11-30 Common Stock J 645 $21.3095 Acquired 645 Direct
2017-05-16 Common Stock M 16033 $0.0 Acquired 16678 Direct
2017-05-16 Common Stock F 6025 $41.62 Disposed 10653 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-05-16 Restricted Stock Unit $0.0 M 16033 Disposed 2023-05-16 Common Stock (16033) Direct

Footnotes

F1: Shares acquired under the NetApp 1999 Employee Stock Purchase Plan on November 30, 2016.

F2: Restricted stock units convert into common stock on a one-for-one basis.

F3: On May 16, 2016, the reporting person was granted 64,129 restricted stock units, vesting in four equal annual installments beginning on May 16, 2017 and subject to continued service on each applicable vesting date.