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NetApp, Inc. Director's Dealing 2017

Sep 15, 2017

30233_dirs_2017-09-15_432b7dcc-6cdc-4578-8b9d-071310ba9f2b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2017-09-13

Reporting Person: ALLEN JEFFRY R (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-09-13 Common Stock M 7132 $0.0 Acquired 21698 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-09-13 Restricted Stock Unit $0.0 M 7132 Disposed Common Stock (7132) Direct

Footnotes

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: Shares held in trust by Jeffry R. Allen and Teri Allen, as Trustees of the Jeffry and Teri Allen Revocable Trust dated 1/29/2002

F3: On September 15, 2016, the reporting person was granted 7,132 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date.