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NetApp, Inc. — Director's Dealing 2017
Sep 15, 2017
30233_dirs_2017-09-15_bcca38af-95e8-44d3-adab-f6b326d225fe.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2017-09-13
Reporting Person: WALL ROBERT T (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-13 | Common Stock | M | 2856 | $0.0 | Acquired | 38904 | Direct |
| 2017-09-13 | Common Stock | M | 7132 | $0.0 | Acquired | 46036 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-09-13 | Restricted Stock Unit | $0.0 | M | 2856 | Disposed | Common Stock (2856) | Direct | |
| 2017-09-13 | Restricted Stock Unit | $0.0 | M | 7132 | Disposed | Common Stock (7132) | Direct |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: Includes 2,856 shares which due to an administrative error were incorrectly shown as received in September 2014. On September 13, 2013, Mr. Wall elected to defer the payout of such shares until within 30 days of the earlier of the date:(a) his service on the Board ceases for any reason or (b) on which a Change of Control occurs.
F3: On September 15, 2016, the reporting person was granted 7,132 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date.