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NetApp, Inc. Director's Dealing 2017

Dec 11, 2017

30233_dirs_2017-12-11_04da79b8-8ede-42fe-ac6e-c1b9673642c8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2017-11-30

Reporting Person: REICH JOEL D (Exec VP, Product Operations)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-11-30 Common Stock J 441 $21.3095 Acquired 441 Direct
2017-12-07 Common Stock M 7500 $37.64 Acquired 7941 Direct
2017-12-07 Common Stock M 7500 $36.59 Acquired 15441 Direct
2017-12-07 Common Stock S 15000 $56.994 Disposed 441 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-12-07 Non-Qualified Stock Option (right to buy) $36.59 M 7500 Disposed 2021-06-02 Common Stock (7500) Direct
2017-12-07 Non-Qualified Stock Option (right to buy) $37.64 M 7500 Disposed 2020-06-02 Common Stock (7500) Direct

Footnotes

F1: Shares acquired under the NetApp's 1999 Employee Stock Purchase Plan on November 30, 2017.

F2: The price in Column 4 is a weighted average price. The prices actually received ranged from $56.97 to $57.07. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3: On June 3, 2014, the reporting person was granted 16,800 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on July 3, 2014, subject to continued service on each applicable vesting date.

F4: On June 3, 2013, the reporting person was granted 14,400 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on July 3, 2013, subject to continued service on each applicable vesting date.