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NetApp, Inc. — Director's Dealing 2016
Jan 14, 2016
30233_dirs_2016-01-14_01430407-2f61-4cd2-a211-55b359bf5b98.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2016-01-04
Reporting Person: Bergmann Jeffrey K (Interim CFO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 10377 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $29.44 | 2019-05-31 | Common Stock (8000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $36.59 | 2021-06-02 | Common Stock (5470) | Direct | |
| Non-Qualified Stock Option (right to buy) | $37.62 | 2017-05-31 | Common Stock (4688) | Direct | |
| Non-Qualified Stock Option (right to buy) | $37.64 | 2020-06-02 | Common Stock (8100) | Direct | |
| Non-Qualified Stock Option (right to buy) | $53.22 | 2018-05-31 | Common Stock (7400) | Direct | |
| Restricted Stock Unit | $0.0 | 2019-02-15 | Common Stock (1250) | Direct | |
| Restricted Stock Unit | $0.0 | 2019-06-01 | Common Stock (675) | Direct | |
| Restricted Stock Unit | $0.0 | 2020-06-03 | Common Stock (1350) | Direct | |
| Restricted Stock Unit | $0.0 | 2021-06-03 | Common Stock (3187) | Direct | |
| Restricted Stock Unit | $0.0 | 2022-06-23 | Common Stock (6200) | Direct |
Footnotes
F1: On June 1, 2012, the reporting person was granted 8,000 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on July 1, 2012, subject to continued service on each applicable vesting date.
F2: On June 3, 2014, the reporting person was granted 5,470 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on July 3, 2014, subject to continued service on each applicable vesting date.
F3: On June 1, 2010, the reporting person was granted 5,000 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on June 1, 2010, subject to continued service on each applicable vesting date.
F4: On June 3, 2013, the reporting person was granted 8,100 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on July 3, 2013, subject to continued service on each applicable vesting date.
F5: On June 1, 2011, the reporting person was granted 7,400 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on July 1, 2011, subject to continued service on each applicable vesting date.
F6: On February 15, 2012, the reporting person was granted 5,000 restricted stock units, vesting in four equal annual installments beginning on February 15, 2013 and subject to continued service on each applicable vesting date.
F7: Restricted stock units convert into common stock on a one-for-one basis.
F8: On June 1, 2012, the reporting person was granted 2,700 restricted stock units, vesting in four equal annual installments beginning on June 1, 2013 and subject to continued service on each applicable vesting date.
F9: On June 3, 2013, the reporting person was granted 2,700 restricted stock units, vesting in four equal annual installments beginning on June 3, 2014 and subject to continued service on each applicable vesting date.
F10: On June 3, 2014, the reporting person was granted 4,250 restricted stock units, vesting in four equal annual installments beginning on June 3, 2015, and subject to continued service on each applicable vesting date.
F11: On June 23, 2015, the reporting person was granted 6,200 restricted stock units, vesting in two equal annual installments beginning on June 1, 2016, subject to continued service on each applicable vesting date.