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NetApp, Inc. — Director's Dealing 2016
Jun 4, 2016
30233_dirs_2016-06-03_49ababe4-d089-4107-9f0f-0bdfe94cce4a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2016-06-01
Reporting Person: Kurian George (Director, CEO and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-06-01 | Common Stock | M | 2700.0 | $0.0 | Acquired | 36984 | Direct |
| 2016-06-01 | Common Stock | F | 1014.0 | $25.07 | Disposed | 35970 | Direct |
| 2016-06-01 | Common Stock | M | 10725.0 | $0.0 | Acquired | 46695 | Direct |
| 2016-06-01 | Common Stock | F | 4030.0 | $25.07 | Disposed | 42665 | Direct |
| 2016-06-01 | Common Stock | M | 10725.0 | $0.0 | Acquired | 53390 | Direct |
| 2016-06-01 | Common Stock | F | 4030.0 | $25.07 | Disposed | 49360 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-06-01 | Restricted Stock Unit | $0.0 | M | 2700.0 | Disposed | 2019-06-01 | Common Stock (2700) | Direct |
| 2016-06-01 | Restricted Stock Unit | $0.0 | M | 10725.0 | Disposed | 2022-08-03 | Common Stock (10725) | Direct |
| 2016-06-01 | Restricted Stock Unit | $0.0 | M | 10725.0 | Disposed | 2022-08-03 | Common Stock (10725) | Direct |
| 2016-06-01 | Restricted Stock Unit | $0.0 | A | 58300.0 | Acquired | 2023-06-01 | Common Stock (58300) | Direct |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: On June 1, 2012, the reporting person was granted 10,800 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date.
F3: On August 3, 2015, the reporting person was granted 42,900 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016 and subject to continued service on each applicable vesting date.
F4: On August 3, 2015, the reporting person was granted 42,900 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016 and subject to continued service on each applicable vesting date.
F5: On June 1, 2016, the reporting person was granted 58,300 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date.