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NetApp, Inc. Director's Dealing 2016

Jun 7, 2016

30233_dirs_2016-06-07_455780eb-da37-46c7-a7a8-8b5fab740d2f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2016-06-03

Reporting Person: REICH JOEL D (Exec VP, Product Operations)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-06-03 Common Stock M 1200.0 $0.0 Acquired 8432 Direct
2016-06-03 Common Stock F 391.0 $24.94 Disposed 8041 Direct
2016-06-03 Common Stock M 3250.0 $0.0 Acquired 11291 Direct
2016-06-03 Common Stock F 1061.0 $24.94 Disposed 10230 Direct
2016-06-06 Common Stock S 2500.0 $24.9728 Disposed 7730 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-06-03 Restricted Stock Unit $0.0 M 1200.0 Disposed 2020-06-03 Common Stock (1200) Direct
2016-06-03 Restricted Stock Unit $0.0 M 3250.0 Disposed 2021-06-02 Common Stock (3250) Direct

Footnotes

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: On June 3, 2013, the reporting person was granted 4,800 restricted stock units, vesting in four equal annual installments beginning on June 3, 2014 and subject to continued service on each applicable vesting date.

F3: On June 3, 2014, the reporting person was granted 13,000 restricted stock units, vesting in four equal annual installments beginning on June 3, 2015, and subject to continued service on each applicable vesting date.