NetApp, Inc. — Director's Dealing 2016

Oct 18, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2016-10-15

Reporting Person: Kurian George (Director, CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-10-15	Common Stock	M	5000.0	$0.0	Acquired	45570	Direct
2016-10-15	Common Stock	F	2609.0	$33.53	Disposed	42961	Direct
2016-10-15	Common Stock	M	3000.0	$0.0	Acquired	45961	Direct
2016-10-15	Common Stock	F	1565.0	$33.53	Disposed	44396	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-10-15	Restricted Stock Unit	$0.0	M	5000.0	Disposed	2019-10-15	Common Stock (5000)	Direct
2016-10-15	Restricted Stock Unit	$0.0	M	3000.0	Disposed	2020-10-15	Common Stock (3000)	Direct

Footnotes

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: On October 15, 2012, the reporting person was granted 20,000 restricted stock units, vesting in four equal annual installments beginning on the award date and subject to continued service on each applicable vesting date.

F3: On October 15, 2013, the reporting person was granted 9,000 restricted stock units, vesting in four equal annual installments beginning on the award date and subject to continued service on each applicable vesting date.