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NetApp, Inc. — Director's Dealing 2015
May 20, 2015
30233_dirs_2015-05-19_fc4da78e-4bf7-4a24-bce7-81c5acd1ad5d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2015-05-15
Reporting Person: Salmon Robert E (President, Head of Go-to-Mkt)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-05-15 | Common Stock | M | 11750.0 | $0.0 | Acquired | 26388 | Indirect |
| 2015-05-15 | Common Stock | F | 4415.0 | $35.4 | Disposed | 21973 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-05-15 | Restricted Stock Unit | $0.0 | M | 11750.0 | Disposed | 2021-05-14 | Common Stock (11750) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 42484 | Direct |
| Common Stock | 240 | Indirect |
| Common Stock | 240 | Indirect |
Footnotes
F1: Previously reported as direct holdings.
F2: Includes 151 shares acquired under the NetApp 1999 Employee Stock Purchase Plan on November 28, 2014 at $31.8835 per share.
F3: Shares held in trust by Robert Salmon and Patricia Mertens-Salmon, trustees to the Salmon Trust UDT 10/6/2000
F4: Shares held in trust by Patricia Mertens-Salmon, Custodian for Michael T. Salmon UTMA CA.
F5: Shares held in trust by Patricia Mertens-Salmon, Custodian for Gregory Salmon UTMA CA.
F6: The restricted stock unit shares vest as to 25% of the shares on the one-year anniversary of the grant date, and 25% of the shares on each annual anniversary thereafter for the next 3 years.