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NetApp, Inc. Director's Dealing 2015

Jun 4, 2015

30233_dirs_2015-06-03_bbeedd2d-3d10-4a4f-a210-659caa892ac7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2015-05-31

Reporting Person: GEORGENS THOMAS (Director, Former CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-05-31 Common Stock J 666.0 $28.39 Acquired 11131 Direct
2015-06-01 Common Stock M 8750.0 Acquired 19881 Direct
2015-06-01 Common Stock F 3288.0 $33.155 Disposed 16593 Direct
2015-06-01 Common Stock M 6250.0 Acquired 22843 Direct
2015-06-01 Common Stock F 2348.0 $33.155 Disposed 20495 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-06-01 Restricted Stock Unit $0.0 M 8750.0 Disposed Common Stock (8750) Direct
2015-06-01 Restricted Stock Unit $0.0 M 6250.0 Disposed Common Stock (6250) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 532 Indirect

Footnotes

F1: Shares acquired under the NetApp 1999 Employee Stock Purchase Plan on May 31, 2015.

F2: Includes shares acquired under NetApp's 1999 Employee Stock Purchase Plan on November 28, 2014.

F3: Restricted stock units convert into common stock on a one-for-one basis.

F4: Mr. Georgens disclaims beneficial ownership of these shares.

F5: On June 1, 2012, the reporting person was granted 35,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date.

F6: On June 1, 2011, the reporting person was granted 25,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date.