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NetApp, Inc. — Director's Dealing 2015
Jun 4, 2015
30233_dirs_2015-06-03_50d63e7f-8cc9-4602-8d2c-ea5d8758c539.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2015-04-24
Reporting Person: Salmon Robert E (President, Head of Go-to-Mkt)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-04-24 | Common Stock | J | 22211.0 | $0.0 | Disposed | 20273 | Direct |
| 2015-04-24 | Common Stock | J | 22211.0 | $0.0 | Acquired | 32303 | Indirect |
| 2015-05-31 | Common Stock | J | 667.0 | $28.39 | Acquired | 40305 | Indirect |
| 2015-06-01 | Common Stock | M | 11250.0 | — | Acquired | 51555 | Indirect |
| 2015-06-01 | Common Stock | F | 4227.0 | $33.155 | Disposed | 47328 | Indirect |
| 2015-06-01 | Common Stock | M | 5025.0 | — | Acquired | 52353 | Indirect |
| 2015-06-01 | Common Stock | F | 1888.0 | $33.155 | Disposed | 50465 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-06-01 | Restricted Stock Unit | $0.0 | M | 11250.0 | Disposed | Common Stock (11250) | Direct | |
| 2015-06-01 | Restricted Stock Unit | $0.0 | M | 5025.0 | Disposed | Common Stock (5025) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 240 | Indirect |
| Common Stock | 240 | Indirect |
Footnotes
F1: Previously reported as direct holdings.
F2: Shares acquired under the NetApp 1999 Employee Stock Purchase Plan on May 31, 2015.
F3: Restricted stock units convert into common stock on a one-for-one basis.
F4: Shares held in trust by Patricia Mertens-Salmon, Custodian for Michael T. Salmon UTMA CA.
F5: Shares held in trust by Patricia Mertens-Salmon, Custodian for Gregory Salmon UTMA CA.
F6: On June 1, 2012, the reporting person was granted 45,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date.
F7: On June 1, 2011, the reporting person was granted 20,100 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date.