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NetApp, Inc. — Director's Dealing 2015
Jun 6, 2015
30233_dirs_2015-06-05_c5669c50-13a8-490e-8152-695d6bb2618c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2015-06-04
Reporting Person: ALLEN JEFFRY R (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-06-04 | Common Stock | M | 25000.0 | $25.08 | Acquired | 25000 | Direct |
| 2015-06-04 | Common Stock | S | 25000.0 | $33.3109 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-06-04 | Non-Qualified Stock Option (right to buy) | $25.08 | M | 25000.0 | Disposed | 2015-09-01 | Common Stock (25000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3689 | Indirect |
Footnotes
F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $33.25 to $33.35. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F2: The option was granted on September 2, 2008 and immediately exercisable in full, subject to the Issuer?s right of repurchase until the shares vested. The shares vested upon Optionee?s continuation of service on the board of directors of the Issuer through August 30, 2010, which was the day immediately preceding the Annual Stockholders? Meeting following the grant date.