Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

NetApp, Inc. Director's Dealing 2014

Jun 5, 2014

30233_dirs_2014-06-05_22b6e057-4bb0-441b-a893-5bd13385669f.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2014-06-03

Reporting Person: WARMENHOVEN DANIEL J (Director, Executive Chairman)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-06-03 Common Stock M 5000.0 $0.0 Acquired 76872 Direct
2014-06-03 Common Stock F 2609.0 $36.59 Disposed 74263 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-06-03 Restricted Stock Unit $0.0 M 5000.0 Disposed Common Stock (5000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 2061031 Indirect
Common Stock 38032 Indirect

Footnotes

F1: Shares held in trust by Richard A. Andre, trustee to The Daniel J. Warmenhoven 1991 Children's Trust. Reporting person disclaims beneficial ownership of such shares.

F2: The restricted stock unit shares vest as to 25% of the shares on the one-year anniversary of the grant date, and 25% of the shares on each annual anniversary thereafter for the next 3 years.