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NetApp, Inc. — Director's Dealing 2014
Jun 6, 2014
30233_dirs_2014-06-06_03da338e-d0a6-4850-b89e-8ec09b9cd86d.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2013-04-26
Reporting Person: WARMENHOVEN DANIEL J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-30 | Common Stock | J | 180.0 | $25.024 | Acquired | 52027 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 170000 | Indirect |
| Common Stock | 1896936 | Indirect |
| Common Stock | 38032 | Indirect |
Footnotes
F1: These shares were acquired by the reporting person on November 30, 2012 pursuant to the NetApp 1999 Employee Stock Purchase Plan.
F2: Shares held by Warmenhoven Ventures LP, a limited partnership of which the Warmenhoven Management Trust is the general partner, of which the reporting person and his wife are the trustees. Reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F3: Shares held in trust by Richard A. Andre, trustee to The Daniel J. Warmenhoven 1991 Children's Trust. Reporting person disclaims beneficial ownership of such shares.