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NetApp, Inc. — Director's Dealing 2014
May 5, 2014
30233_dirs_2014-05-05_22222b9f-dd07-4a9e-aacf-a71fb701b708.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2014-05-01
Reporting Person: WARMENHOVEN DANIEL J (Director, Executive Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-01 | Common Stock | M | 23338.0 | $30.74 | Acquired | 88397 | Direct |
| 2014-05-01 | Common Stock | S | 23338.0 | $35.5628 | Disposed | 65059 | Direct |
| 2014-05-01 | Common Stock | M | 18425.0 | $19.22 | Acquired | 83484 | Direct |
| 2014-05-01 | Common Stock | S | 18425.0 | $35.5643 | Disposed | 65059 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-05-01 | Non-Qualified Stock Option (right to buy) | $19.22 | M | 18425.0 | Disposed | 2014-06-16 | Common Stock (18425) | Direct |
| 2014-05-01 | Non-Qualified Stock Option (right to buy) | $30.74 | M | 23338.0 | Disposed | 2014-05-31 | Common Stock (23338) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2061031 | Indirect |
| Common Stock | 38032 | Indirect |
Footnotes
F1: The transaction(s) reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Shares held in trust by Richard A. Andre, trustee to The Daniel J. Warmenhoven 1991 Children's Trust. Reporting person disclaims beneficial ownership of such shares.
F3: Option vests with respect to 25% of the option shares on the first anniversary of the grant date and the balance in a series of equal monthly installments over the next 36 months of service thereafter.
F4: Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date.