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NetApp, Inc. — Director's Dealing 2014
Jun 27, 2014
30233_dirs_2014-06-27_19ee6ebc-700d-4ed6-baa4-5718036975a4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2014-06-26
Reporting Person: WALL ROBERT T (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-06-26 | Common Stock | M | 5000.0 | $18.36 | Acquired | 115571 | Direct |
| 2014-06-26 | Common Stock | S | 5000.0 | $35.7995 | Disposed | 110571 | Direct |
| 2014-06-26 | Common Stock | M | 20000.0 | $25.08 | Acquired | 130571 | Direct |
| 2014-06-26 | Common Stock | S | 20000.0 | $35.7995 | Disposed | 110571 | Direct |
| 2014-06-26 | Common Stock | M | 20000.0 | $27.02 | Acquired | 130571 | Direct |
| 2014-06-26 | Common Stock | S | 20000.0 | $35.7995 | Disposed | 110571 | Direct |
| 2014-06-26 | Common Stock | M | 15000.0 | $23.73 | Acquired | 125571 | Direct |
| 2014-06-26 | Common Stock | S | 15000.0 | $35.7995 | Disposed | 110571 | Direct |
| 2014-06-26 | Common Stock | S | 20000.0 | $35.7995 | Disposed | 90571 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-06-26 | Non-Qualified Stock Option (right to buy) | $18.36 | M | 5000.0 | Disposed | 2016-04-22 | Common Stock (5000) | Direct |
| 2014-06-26 | Non-Qualified Stock Option (right to buy) | $23.73 | M | 15000.0 | Disposed | 2015-08-30 | Common Stock (15000) | Direct |
| 2014-06-26 | Non-Qualified Stock Option (right to buy) | $25.08 | M | 20000.0 | Disposed | 2015-09-01 | Common Stock (20000) | Direct |
| 2014-06-26 | Non-Qualified Stock Option (right to buy) | $27.02 | M | 20000.0 | Disposed | 2014-09-18 | Common Stock (20000) | Direct |
Footnotes
F1: The price in Column 4 is a weighted average. The prices actually received ranged from $35.59 to $35.925. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F2: Option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the Optionee's cessation of Board service prior to vesting in those shares. The shares will vest upon the Optionee's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date.