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NetApp, Inc. Director's Dealing 2014

Jun 5, 2014

30233_dirs_2014-06-05_bfffc831-646c-4985-ac32-706db7454c9e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2014-06-03

Reporting Person: Kurian George (Exec VP, Product Operations)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-06-03 Common Stock M 5425.0 $0.0 Acquired 19605 Direct
2014-06-03 Common Stock F 2038.0 $36.59 Disposed 17567 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-06-03 Non-Qualified Stock Option (right to buy) $36.59 A 160800.0 Acquired 2021-06-02 Common Stock (160800) Direct
2014-06-03 Restricted Stock Unit $0.0 M 5425.0 Disposed 2020-06-02 Common Stock (5425) Direct
2014-06-03 Restricted Stock Unit $0.0 A 53100.0 Acquired Common Stock (53100) Direct

Footnotes

F1: Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date.

F2: The restricted stock unit shares vest as to 25% of the shares on the one-year anniversary of the grant date, and 25% of the shares on each annual anniversary thereafter for the next 3 years.