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NetApp, Inc. — Director's Dealing 2014
Jan 17, 2014
30233_dirs_2014-01-17_f0ad658b-ed8c-4ff1-bddc-09e5915ae5a1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2014-01-15
Reporting Person: WARMENHOVEN DANIEL J (Director, Executive Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-15 | Common Stock | M | 10000.0 | $23.79 | Acquired | 75059 | Direct |
| 2014-01-15 | Common Stock | S | 10000.0 | $42.567 | Disposed | 65059 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-01-15 | Non-Qualified Stock Option (right to buy) | $23.79 | M | 10000.0 | Disposed | 2015-06-01 | Common Stock (10000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2091031 | Indirect |
| Common Stock | 38032 | Indirect |
Footnotes
F1: The transaction(s) reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Shares held in trust by Richard A. Andre, trustee to The Daniel J. Warmenhoven 1991 Children's Trust. Reporting person disclaims beneficial ownership of such shares.
F3: Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date.
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