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NetApp, Inc. — Director's Dealing 2014
Jun 3, 2014
30233_dirs_2014-06-03_e60e2c1a-56a6-463f-bd62-edc60efb2136.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2014-06-01
Reporting Person: Salmon Robert E (President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-06-01 | Common Stock | M | 6250.0 | $0.0 | Acquired | 29620 | Direct |
| 2014-06-01 | Common Stock | M | 5025.0 | $0.0 | Acquired | 34645 | Direct |
| 2014-06-01 | Common Stock | M | 11250.0 | $0.0 | Acquired | 45895 | Direct |
| 2014-06-01 | Common Stock | F | 2348.0 | $37.01 | Disposed | 43547 | Direct |
| 2014-06-01 | Common Stock | F | 1888.0 | $37.01 | Disposed | 41659 | Direct |
| 2014-06-01 | Common Stock | F | 4227.0 | $37.01 | Disposed | 37432 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-06-01 | Restricted Stock Unit | $0.0 | M | 6250.0 | Disposed | Common Stock (6250) | Direct | |
| 2014-06-01 | Restricted Stock Unit | $0.0 | M | 5025.0 | Disposed | Common Stock (5025) | Direct | |
| 2014-06-01 | Restricted Stock Unit | $0.0 | M | 11250.0 | Disposed | Common Stock (11250) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 20531 | Indirect |
| Common Stock | 240 | Indirect |
| Common Stock | 240 | Indirect |
Footnotes
F1: Includes 656 shares acquired under NetApp's 1999 Employee Stock Purchase Plan.
F2: Shares held in trust by Robert Salmon and Patricia Mertens-Salmon, trustees to the Salmon Trust UDT 10/6/2000
F3: Shares held in trust by Patricia Mertens-Salmon, Custodian for Michael T. Salmon UTMA CA.
F4: Shares held in trust by Patricia Mertens-Salmon, Custodian for Gregory Salmon UTMA CA.
F5: The restricted stock unit shares vest as to 25% of the shares on the one-year anniversary of the grant date, and 25% of the shares on each annual anniversary thereafter for the next 3 years.