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NetApp, Inc. Director's Dealing 2014

Aug 20, 2014

30233_dirs_2014-08-20_6d2dc699-4f5c-4ed3-b63a-47a9ee0191a7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2014-08-18

Reporting Person: WARMENHOVEN DANIEL J (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-08-18 Common Stock M 1600.0 $29.24 Acquired 1600 Direct
2014-08-18 Common Stock S 1600.0 $41.5388 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-08-18 Non-Qualified Stock Option (right to buy) $29.24 M 1600.0 Disposed 2015-05-31 Common Stock (1600) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 2127774 Indirect
Common Stock 38032 Indirect

Footnotes

F1: The transaction(s) reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2: The price in Column 4 is a weighted average price. The prices actually received ranged from $41.50 to $41.60. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3: Shares held in trust by Peter F. Warmenhoven, trustee to The Daniel J. Warmenhoven 1991 Children's Trust. Reporting person disclaims beneficial ownership of such shares.

F4: Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date.