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NetApp, Inc. — Director's Dealing 2014
Jun 5, 2014
30233_dirs_2014-06-05_4566abca-1c1f-4b9c-b8a7-aea0a52a21c5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NetApp, Inc. (NTAP)
CIK: 0001002047
Period of Report: 2014-06-03
Reporting Person: FAWCETT MATTHEW K (Sr VP, General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-06-03 | Common Stock | M | 6250.0 | $0.0 | Acquired | 21176 | Direct |
| 2014-06-03 | Common Stock | F | 2348.0 | $36.59 | Disposed | 18828 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-06-03 | Non-Qualified Stock Option (right to buy) | $36.59 | A | 55100.0 | Acquired | 2021-06-02 | Common Stock (55100) | Direct |
| 2014-06-03 | Restricted Stock Unit | $0.0 | M | 6250.0 | Disposed | Common Stock (6250) | Direct | |
| 2014-06-03 | Restricted Stock Unit | $0.0 | A | 42500.0 | Acquired | Common Stock (42500) | Direct |
Footnotes
F1: Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date.
F2: The restricted stock unit shares vest as to 25% of the shares on the one-year anniversary of the grant date, and 25% of the shares on each annual anniversary thereafter for the next 3 years.
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