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NEKTAR THERAPEUTICS Director's Dealing 2017

Sep 21, 2017

32134_dirs_2017-09-21_e437a74c-7842-4a5b-8f0c-ff06c8514be3.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NEKTAR THERAPEUTICS (NKTR)
CIK: 0000906709
Period of Report: 2017-09-19

Reporting Person: WINGER DENNIS L (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-09-19 Common Stock A 9000 $0.00 Acquired 43250 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-09-19 Stock Option $21.75 A 22500 Acquired 2025-09-18 common stock (22500) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 5000 Indirect

Footnotes

F1: This stock award was acquired pursuant to a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock.

F2: This restricted stock unit award vests in full, one year following September 19, 2017.

F3: This stock option vests in equal monthly installments over the one-year period beginning on September 30, 2017.