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NEKTAR THERAPEUTICS — Director's Dealing 2017
Sep 21, 2017
32134_dirs_2017-09-21_e437a74c-7842-4a5b-8f0c-ff06c8514be3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NEKTAR THERAPEUTICS (NKTR)
CIK: 0000906709
Period of Report: 2017-09-19
Reporting Person: WINGER DENNIS L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-19 | Common Stock | A | 9000 | $0.00 | Acquired | 43250 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-09-19 | Stock Option | $21.75 | A | 22500 | Acquired | 2025-09-18 | common stock (22500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5000 | Indirect |
Footnotes
F1: This stock award was acquired pursuant to a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock.
F2: This restricted stock unit award vests in full, one year following September 19, 2017.
F3: This stock option vests in equal monthly installments over the one-year period beginning on September 30, 2017.
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