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NCR Voyix Corp — Director's Dealing 2013
Jan 17, 2013
31789_dirs_2013-01-17_b1e1b649-4ff9-43fb-b7b9-148c1f89aacf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NCR CORP (NCR)
CIK: 0000070866
Period of Report: 2013-01-15
Reporting Person: NUTI WILLIAM (Director, Chairman, CEO and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-15 | Common Stock | M | 49801 | $17.82 | Acquired | 419558 | Direct |
| 2013-01-15 | Common Stock | S | 49801 | $27.50 | Disposed | 369757 | Direct |
| 2013-01-16 | Common Stock | M | 309545 | $17.82 | Acquired | 679302 | Direct |
| 2013-01-16 | Common Stock | S | 309545 | $27.50 | Disposed | 369757 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-01-15 | Employee Stock Option (Right to Buy) | $17.82 | M | 49801 | Disposed | 2016-02-13 | Common Stock (49801) | Direct |
| 2013-01-16 | Employee Stock Option (Right to Buy) | $17.82 | M | 309545 | Disposed | 2016-02-13 | Common Stock (309545) | Direct |
Footnotes
F1: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 3, 2012.
F2: Represents the sale of 309,545 shares in 21 transactions at prices ranging from $27.50 to $27.55 per share, resulting in a weighted average sale price of $27.50 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: The grant representing a right to purchase a total of 359,346 shares, vested in four equal annual installments on February 13, 2007, February 13, 2008, February 13, 2009 and February 13, 2010.