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NCR Voyix Corp — Director's Dealing 2012
Feb 21, 2012
31789_dirs_2012-02-21_653819a9-3c92-4c19-a417-734d3f59cd08.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NCR CORP (NCR)
CIK: 0000070866
Period of Report: 2012-02-16
Reporting Person: Fishman Robert P (Senior Vice President & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-16 | Common Stock | S | 15287 | $21.55 | Disposed | 27784 | Direct |
| 2012-02-16 | Common Stock | M | 4622 | $12.81 | Acquired | 32406 | Direct |
| 2012-02-16 | Common Stock | S | 4622 | $21.64 | Disposed | 27784 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-02-16 | Employee Stock Option (Right to Buy) | $12.81 | M | 4622 | Disposed | 2020-02-22 | Common Stock (4622) | Direct |
| 2012-02-17 | Restricted Stock Units | $0 | A | 35541 | Acquired | Common Stock (35541) | Direct |
Footnotes
F1: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2011.
F2: Represents the sale of 15,287 shares in 25 transactions at prices ranging from $21.49 to $21.61 per share, resulting in a weighted average sale price of $21.55 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: Represents the sale of 4,622 shares in 15 transactions at prices ranging from $21.50 to $21.78 per share, resulting in a weighted average sale price of $21.64 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4: The grant vests in four equal annual installments commencing on February 23, 2011. The first installment vested on the date shown above.
F5: These are restricted stock units as to which certain performance-related conditions to vesting have been satisfied. The units will vest on December 31, 2012, subject to the reporting person's continued employment with the issuer on that date and in accordance with the terms and conditions of the applicable award agreement.