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NCR Voyix Corp — Director's Dealing 2012
Dec 11, 2012
31789_dirs_2012-12-11_1595e521-24e7-4304-9251-6e694c8826a2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NCR CORP (NCR)
CIK: 0000070866
Period of Report: 2012-12-07
Reporting Person: NUTI WILLIAM (Director, Chairman, CEO and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-07 | Common Stock | M | 542311 | $16.10 | Acquired | 910168 | Direct |
| 2012-12-07 | Common Stock | S | 542311 | $25.00 | Disposed | 367857 | Direct |
| 2012-12-07 | Common Stock | M | 531319 | $16.10 | Acquired | 899176 | Direct |
| 2012-12-07 | Common Stock | S | 531319 | $25.00 | Disposed | 367857 | Direct |
| 2012-12-07 | Common Stock | M | 336378 | $16.10 | Acquired | 704235 | Direct |
| 2012-12-07 | Common Stock | S | 336378 | $25.00 | Disposed | 367857 | Direct |
| 2012-12-07 | Common Stock | M | 127103 | $12.81 | Acquired | 494960 | Direct |
| 2012-12-07 | Common Stock | S | 127103 | $25.00 | Disposed | 367857 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-12-07 | Employee Stock Option (Right to Buy) | $16.10 | M | 542311 | Disposed | 2015-08-08 | Common Stock (542311) | Direct |
| 2012-12-07 | Employee Stock Option (Right to Buy) | $16.10 | M | 531319 | Disposed | 2015-08-08 | Common Stock (531319) | Direct |
| 2012-12-07 | Employee Stock Option (Right to Buy) | $16.10 | M | 336378 | Disposed | 2017-10-24 | Common Stock (336378) | Direct |
| 2012-12-07 | Employee Stock Option (Right to Buy) | $12.81 | M | 127103 | Disposed | 2020-02-22 | Common Stock (127103) | Direct |
Footnotes
F1: The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 3, 2012.
F2: The grant representing a right to purchase a total of 542,311 shares, vested in four equal annual installments on August 8, 2006, August 8, 2007, August 8, 2008 and August 8, 2009.
F3: The grant representing a right to purchase a total of 531,319 shares, vested on October 24, 2007.
F4: The grant representing a right to purchase a total of 336,378 shares, vested on February 23, 2009.
F5: The grant representing a right to purchase a total of 254,206 shares, vests in four equal annual installments commencing on February 23, 2011. The first two installments vested on February 23, 2011 and the date shown above, respectively.