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NAPCO SECURITY TECHNOLOGIES, INC — Director's Dealing 2018
Nov 13, 2018
31906_dirs_2018-11-13_38f76523-764e-4f38-8bc9-557252758d2e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NAPCO SECURITY TECHNOLOGIES, INC (NSSC)
CIK: 0000069633
Period of Report: 2018-11-12
Reporting Person: SOLOWAY RICHARD (Director, President and Secretary, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-12 | Common Stock | M | 2000 | $4.807 | Acquired | 6232455 | Direct |
| 2018-11-12 | Common Stock | F | 554 | $17.32 | Disposed | 6231901 | Direct |
| 2018-11-12 | Common Stock | M | 1000 | $9.625 | Acquired | 6232901 | Direct |
| 2018-11-12 | Common Stock | F | 556 | $17.32 | Disposed | 6232345 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-11-12 | Employee Stock Options (Right to Buy) | $4.807 | M | 2000 | Disposed | 2024-10-20 | Common Stock (10000) | Direct |
| 2018-11-12 | Employee Stock Options (Right to Buy) | $9.625 | M | 1000 | Disposed | 2027-12-15 | Common Stock (5000) | Direct |
Footnotes
F1: Mr. Soloway exercised 3,000 Incentive Stock Options as part of a cashless exercise whereby 1,110 shares were exchanged as payment for such options, netting an increase of 1,890 shares.
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