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NANOCO GROUP PLC — Major Shareholding Notification 2016
Apr 1, 2016
4931_mrq_2016-04-01_5bfffab2-a188-4459-9373-8f96427d3d96.html
Major Shareholding Notification
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RNS Number : 9020T
Nanoco Group PLC
01 April 2016
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES | ||||
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
Nanoco Group Plc | |||
| 2 Reason for the notification (please tick the appropriate box or boxes): | ||||
| An acquisition or disposal of voting rights | x | |||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||
| An event changing the breakdown of voting rights | ||||
| Other (please specify): | ||||
| 3. Full name of person(s) subject to the notification obligation: |
Richard Griffiths and controlled undertakings | |||
| 4. Full name of shareholder(s) (if different from 3.): | ||||
| 5. Date of the transaction and date on which the threshold is crossed or reached: |
31 March 2016 | |||
| 6. Date on which issuer notified: | 1 April 2016 | |||
| 7. Threshold(s) that is/are crossed or reached: |
> 6, 7, 8% | |||
| 8. Notified details: | ||||||||||||||||
| A: Voting rights attached to shares | ||||||||||||||||
| Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction | ||||||||||||||
| Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights | ||||||||||||
| Direct | Direct | Indirect | Direct | Indirect | ||||||||||||
| Ordinary 10p | 11,996,000 | 11,996,000 | 18,891,678 | 18,891,678 | 7.97% | |||||||||||
| GB00B01JLR99 | ||||||||||||||||
| B: Qualifying Financial Instruments | ||||||||||||||||
| Resulting situation after the triggering transaction | ||||||||||||||||
| Type of financial instrument |
Expiration date |
Exercise/ Conversion Period |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
||||||||||||
| CFD | 1,550,000 | 0.65% | ||||||||||||||
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||||||||||||
| Resulting situation after the triggering transaction | ||||||||||||||||
| Type of financial instrument |
Exercise price | Expiration date | Exercise/ Conversion period |
Number of voting rights instrument refers to | % of voting rights | |||||||||||
| Nominal | Delta | |||||||||||||||
| Total (A+B+C) | ||||||||||||||||
| Number of voting rights | Percentage of voting rights | |||||||||||||||
| 20,441,678 | 8.62% | |||||||||||||||
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
| Blake Holdings Limited | 17,600,290 |
| Oak Trust (Guernsey) Limited | 97,226 |
| Richard Griffiths direct holdings | 64,320 |
| Cream Capital Limited | 610,215 |
| Seren Capital Management | 519,627 |
| Total | 18,891,678 |
| Add QFI's | |
| Richard Griffiths | 1,550,000 |
| Total Interests | 20,441,678 |
The above undertakings are all controlled by Richard Griffiths
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease
to hold:
12. Date on which proxy holder will cease to hold
voting rights:
13. Additional information:
14. Contact name:
James Sutcliffe
15. Contact telephone number:
01534 719761
This information is provided by RNS
The company news service from the London Stock Exchange
END
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