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NACCO INDUSTRIES INC — Director's Dealing 2017
Feb 14, 2017
33254_dirs_2017-02-14_11ab4e15-86fd-49f2-86f9-754f77a7027d.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: NACCO INDUSTRIES INC (NC)
CIK: 0000789933
Period of Report: 2016-12-31
Reporting Person: RANKIN ELIZABETH B (Member of a group)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-22 | Class A Common Stock | G | 199 | — | Disposed | 9267 | Indirect |
| 2016-12-22 | Class A Common Stock | G | 199 | — | Acquired | 1309 | Indirect |
| 2016-12-22 | Class A Common Stock | G | 199 | — | Acquired | 1161 | Indirect |
| 2016-12-22 | Class A Common Stock | G | 199 | — | Disposed | 9267 | Indirect |
| 2016-12-22 | Class A Common Stock | G | 100 | — | Acquired | 9267 | Indirect |
| 2016-12-22 | Class A Common Stock | G | 100 | — | Acquired | 1309 | Indirect |
| 2016-12-22 | Class A Common Stock | G | 100 | — | Acquired | 1161 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 722 | Direct |
| Class A Common Stock | 2058 | Indirect |
| Class A Common Stock | 645 | Indirect |
| Class A Common Stock | 500 | Indirect |
| Class A Common Stock | 8488 | Indirect |
| Class A Common Stock | 563 | Indirect |
Footnotes
F1: N/A
F2: Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.
P. Reporting Person disclaims beneficial ownership of all such shares.
F3: Held by Trust for the benefit of Reporting Person's minor child. Spouse serves as co-trustee with PNC bank. Shares represent the minor child's proportionate limited interests in shares held by Rankin Associates II, L.P. Reporting Person disclaims beneficial ownership of all such shares.
F4: Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P
.
F5: Held by a trust for Reporting Person's minor child. Reporting Person's spouse and Reporting Person's spouse's brother, James T. Rankin, serve as co-trustees of the trust. Reporting Person disclaims beneficial ownership of all such shares.
F6: By Spouse. Reporting Person disclaims beneficial ownership of all such shares.
F7: Held in Trust for benefit of Reporting Person's spouse. Reporting Person disclaims beneficial ownership of all such shares.