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N4 PHARMA PLC — Major Shareholding Notification 2017
Jun 6, 2017
7804_mrq_2017-06-06_12f62f61-9692-4fe7-99b2-9c029d7ade4e.html
Major Shareholding Notification
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National Storage Mechanism | Additional information
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
||
| 2 Reason for the notification (please tick the appropriate box or boxes): | ||
| An acquisition or disposal of voting rights | ||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||
| An event changing the breakdown of voting rights | ||
| Other (please specify): | Change to notifiable interest following share issue | |
| 3. Full name of person(s) subject to the notification obligation: iii |
Novo A/S | |
| 4. Full name of shareholder(s) (if different from 3.):iv | ||
| 5. Date of the transaction and date on which the threshold is crossed or reached: v |
19 May 2017 | |
| 6. Date on which issuer notified: | 5 June 2017 | |
| 7. Threshold(s) that is/are crossed or reached: vi, vii |
Downward crossing of 12% threshold |
| 8. Notified details: | |||||||
| A: Voting rights attached to shares viii, ix | |||||||
| Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction | |||||
| Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
||||
| Direct | Direct xi | Indirect xii | Direct | ||||
| Ordinary Shares (5p) GB00B06GSH43 |
6,464,065 | 6,464,065 | 6,464,065 | ||||
| ADSs US9250501064 |
5,925,920 | 5,925,920 | 5,925,920 | ||||
| B: Qualifying Financial Instruments | |||||||
| Resulting situation after the triggering transaction | |||||||
| Type of financial instrument |
Expiration date xiii |
Exercise/ Conversion Period xiv |
|||||
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||
| Resulting situation after the triggering transaction | |||||||
| Type of financial instrument |
Exercise price | Expiration date xvii | Exercise/ Conversion period xviii |
||||
| Total (A+B+C) | |||||||
| Number of voting rights | |||||||
| 12,389,985 |
| 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi |
|
| Proxy Voting: | |
| 10. Name of the proxy holder: | |
| 11. Number of voting rights proxy holder will cease to hold: |
|
| 12. Date on which proxy holder will cease to hold voting rights: |
|
| ** 13. Additional information:** |
|
| 14. Contact name: | Heather Ludvigsen |
| 15. Contact telephone number: | +45 3527 6576 |
*This announcement is distributed by Nasdaq Corporate Solutions on behalf of Nasdaq Corporate Solutions clients.
The issuer of this announcement warrants that they are solely responsible for the content, accuracy and originality of the information contained therein.
Source: Verona Pharma plc via Globenewswire*
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