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M&T BANK CORP — Director's Dealing 2021
Feb 3, 2021
30142_dirs_2021-02-02_64f861d1-bfdd-4a08-8d90-8df8fbe0e53c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: M&T BANK CORP (MTB)
CIK: 0000036270
Period of Report: 2021-01-29
Reporting Person: Gold Richard S (Director, President & COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-29 | Common Stock | A | 4367 | $0.00 | Acquired | 47314.944 | Direct |
| 2021-01-29 | Common Stock | F | 1382 | $132.47 | Disposed | 45932.944 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-29 | Option (right to buy) | $132.47 | A | 15087 | Acquired | 2031-01-29 | Common Stock (15087) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2.355 | Direct |
Footnotes
F1: Shares issued pursuant to vesting of performance-based restricted stock units, which were granted to the reporting person on January 31, 2018 and on January 31, 2019, respectively, under the 2009 M&T Bank Corporation Equity Incentive Compensation Plan and vested upon achievement of performance goals for the applicable performance period.
F2: The performance-based restricted stock units were granted under an equity incentive compensation plan maintained by M&T Bank Corporation, and therefore the reporting person paid no price for the performance-based restricted stock units.
F3: The direct holdings have been adjusted to correct a clerical error that was made on a prior filing which understated the reporting person's holdings by 24.231 shares.
F4: Shares withheld for taxes upon the settlement in shares of performance-based restricted stock units previously granted to the reporting person.
F5: Includes 0.096 of a share which was acquired between January 1, 2020 and December 31, 2020 through participation in the M&T Bank Corporation Dividend Reinvestment Plan.
F6: Jointly owned.
F7: The option granted included a total of 15,087 shares. 5,029 of the shares are exercisable on or after January 29, 2022; an additional 5,029 shares are exercisable on or after January 29, 2023; and the remaining 5,029 shares are exercisable on or after January 29, 2024.
F8: The option was granted under an equity incentive compensation plan maintained by M&T Bank Corporation, and therefore the reporting person paid no price for the option.