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MOSAIC CO — Director's Dealing 2022
May 27, 2022
30554_dirs_2022-05-27_1fdb7b4a-1a04-4e15-b5d7-67d18d6a0c20.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOSAIC CO (MOS)
CIK: 0001285785
Period of Report: 2022-04-27
Reporting Person: O'Rourke James Calvin (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-04-27 | Common Stock | G | 13295 | — | Disposed | 0 | Indirect |
| 2022-04-27 | Common Stock | G | 13295 | — | Acquired | 148515 | Direct |
| 2022-05-25 | Common Stock | G | 143742 | — | Disposed | 0 | Indirect |
| 2022-05-25 | Common Stock | G | 25672 | — | Acquired | 174187 | Direct |
| 2022-05-25 | Common Stock | G | 174187 | — | Disposed | 0 | Direct |
| 2022-05-25 | Common Stock | G | 174187 | — | Acquired | 174187 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 130294 | Indirect |
| Common Stock | 23128 | Indirect |
| Common Stock | 3000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $54.03 | 2023-07-18 | Common Stock (29987.0) | 29987 | Direct |
| Stock Option (Right to Buy) | $49.73 | 2024-03-07 | Common Stock (33706.0) | 33706 | Direct |
| Stock Option (Right to Buy) | $50.43 | 2025-03-05 | Common Stock (37306.0) | 37306 | Direct |
| Stock Option (Right to Buy) | $28.49 | 2026-03-03 | Common Stock (179211.0) | 179211 | Direct |
| Stock Option (Right to Buy) | $30.42 | 2027-03-02 | Common Stock (168180.0) | 168180 | Direct |
| Restricted Stock Units | $0.0 | Common Stock (121989.0) | 121989 | Direct | |
| Restricted Stock Units | $0.0 | Common Stock (83418.0) | 83418 | Direct | |
| Restricted Stock Units | $0.0 | Common Stock (56773.0) | 56773 | Direct |
Footnotes
F1: On April 27, 2022, the reporting person indirectly held 13,295 shares of MOS common stock ("2019 GRAT Shares") in a grantor retained annuity trust for the benefit of himself and his spouse ("2019 GRAT"). On that date and upon termination of the 2019 GRAT, the 2019 GRAT Shares were distributed to the reporting person in satisfaction of an annuity due to the reporting person and was exempt from reporting under Rule 16a-13.
F2: On May 25, 2022, the reporting person indirectly held 143,742 shares of MOS common stock ("2020 GRAT Shares") in a grantor retained annuity trust for the benefit of himself and his spouse ("2020 GRAT"). On that date and upon termination of the 2020 GRAT, 118,070 of the 2020 GRAT Shares were distributed to the James C. O'Rourke Grantor Investment Trust of 2019 for the benefit of the reporting person's adult children, which distribution was exempt from reporting under rule 16b-5; and 25,672 of the 2020 GRAT Shares shares were distributed to the reporting person in satisfaction of an annuity due to the reporting person and was exempt from reporting under Rule 16a-13.
F3: This transaction involved a gift of MOS common stock by the reporting person to a grantor retained annuity trust dated April 22, 2022, for the benefit of reporting person and his spouse ("2022 GRAT 2A"). The reporting person serves as trustee of the 2022 GRAT 2A.
F4: This Stock Option is 100% exercisable.
F5: One-for-One
F6: Not Applicable