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MOSAIC CO — Director's Dealing 2022
Sep 13, 2022
30554_dirs_2022-09-13_04496339-ff5c-4fbb-8f43-0611025328c3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOSAIC CO (MOS)
CIK: 0001285785
Period of Report: 2022-08-12
Reporting Person: O'Rourke James Calvin (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-08-12 | Common Stock | G | 34632 | — | Disposed | 95662 | Indirect |
| 2022-08-12 | Common Stock | G | 15905 | — | Disposed | 7223 | Indirect |
| 2022-08-12 | Common Stock | G | 50537 | — | Acquired | 50537 | Direct |
| 2022-09-08 | Common Stock | G | 50537 | — | Disposed | 0 | Direct |
| 2022-09-08 | Common Stock | G | 50537 | — | Acquired | 50537 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 174187 | Indirect |
| Common Stock | 3000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $54.03 | 2023-07-18 | Common Stock (29987.0) | 29987 | Direct |
| Stock Option (Right to Buy) | $49.73 | 2024-03-07 | Common Stock (33706.0) | 33706 | Direct |
| Stock Option (Right to Buy) | $50.43 | 2025-03-05 | Common Stock (37306.0) | 37306 | Direct |
| Stock Option (Right to Buy) | $28.49 | 2026-03-03 | Common Stock (179211.0) | 179211 | Direct |
| Stock Option (Right to Buy) | $30.42 | 2027-03-02 | Common Stock (168180.0) | 168180 | Direct |
| Restricted Stock Units | $0.0 | Common Stock (121989.0) | 121989 | Direct | |
| Restricted Stock Units | $0.0 | Common Stock (83418.0) | 83418 | Direct | |
| Restricted Stock Units | $0.0 | Common Stock (56773.0) | 56773 | Direct |
Footnotes
F1: On August 12, 2022, the reporting person indirectly held 130,294 shares of MOS common stock in a grantor retained annuity trust for the benefit of himself and his spouse ("2021 GRAT 2"). On that date, 34,632 of the shares were distributed by 2021 GRAT 2 to the reporting person in satisfaction of an annuity to the reporting person and was exempt from reporting under Rule 16a-13.
F2: On August 12, 2022, the reporting person indirectly held 23,128 shares of MOS common stock in a grantor retained annuity trust for the benefit of himself and his spouse ("2021 GRAT 3"). On that date, 15,905 of the shares were distributed by 2021 GRAT 3 to the reporting person in satisfaction of an annuity to the reporting person and was exempt from reporting under Rule 16a-13.
F3: This transaction involved a gift of issuer's common stock by the reporting person to a grantor retained annuity trust dated April 22, 2022, for the benefit of reporting person and his spouse ("2022 GRAT 2B"). The reporting person serves as trustee of the 2022 GRAT 2B.
F4: This Stock Option is 100% exercisable.
F5: One-for-One
F6: Not Applicable