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MOSAIC CO — Director's Dealing 2020
May 19, 2020
30554_dirs_2020-05-19_2bbaf301-053b-4892-a927-d999bf1d1216.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOSAIC CO (MOS)
CIK: 0001285785
Period of Report: 2020-05-18
Reporting Person: SEIBERT STEVEN M (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-18 | Common Stock | M | 3808 | — | Acquired | 27455 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-05-18 | Restricted Stock Units | $0.0 | M | 6346 | Disposed | Common Stock (6346.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0 | Common Stock (5497.0) | 5497 | Direct | |
| Restricted Stock Units | $0.0 | Common Stock (7169.0) | 7169 | Direct |
Footnotes
F1: The reporting person, pursuant to the terms of the Restricted Stock Unit Agreement under which the award of restricted stock units was made, elected to receive 40% of the restricted stock units in the form of cash with the balance paid in the form of shares of common stock at the time the award was paid.
F2: One-for-One
F3: The restricted stock units vested on the date of the issuer's 2018 Annual Meeting of Stockholders. Vested shares, net of the shares reporting person exchanged for cash as described in Footnote 1 above, were delivered to the reporting person on May 18, 2020.
F4: Not applicable
F5: The restricted stock units vested on the date of the issuer's 2019 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 10, 2021.
F6: The restricted stock units will vest on the date of the issuer's 2020 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 23, 2022.