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MOSAIC CO — Director's Dealing 2017
Mar 9, 2017
30554_dirs_2017-03-09_68a966a6-5c12-4233-a0ff-537f3f5d9812.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOSAIC CO (MOS)
CIK: 0001285785
Period of Report: 2017-03-07
Reporting Person: McLellan Richard N (Sr Vice President-Brazil)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-07 | Common Stock | A | 4078 | — | Acquired | 62029 | Direct |
| 2017-03-07 | Common Stock | M | 6703 | — | Acquired | 68732 | Direct |
| 2017-03-07 | Common Stock | F | 5525 | $29.18 | Disposed | 63207 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-07 | Restricted Stock Units | $0.0 | M | 6703 | Disposed | Common Stock (6703.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $40.03 | 2017-08-02 | Common Stock (12574.0) | 12574 | Direct |
| Stock Option (Right to Buy) | $127.21 | 2018-07-31 | Common Stock (2926.0) | 2926 | Direct |
| Stock Option (Right to Buy) | $52.72 | 2019-07-27 | Common Stock (6611.0) | 6611 | Direct |
| Stock Option (Right to Buy) | $44.93 | 2020-07-27 | Common Stock (10130.0) | 10130 | Direct |
| Stock Option (Right to Buy) | $70.62 | 2021-07-21 | Common Stock (6460.0) | 6460 | Direct |
| Stock Option (Right to Buy) | $57.62 | 2022-07-19 | Common Stock (11655.0) | 11655 | Direct |
| Stock Option (Right to Buy) | $54.03 | 2023-07-18 | Common Stock (15783.0) | 15783 | Direct |
| Stock Option (Right to Buy) | $49.73 | 2024-03-07 | Common Stock (17740.0) | 17740 | Direct |
| Stock Option (Right to Buy) | $50.43 | 2025-03-05 | Common Stock (20519.0) | 20519 | Direct |
| Stock Option (Right to Buy) | $28.49 | 2026-03-03 | Common Stock (43807.0) | 43807 | Direct |
| Stock Option (Right to Buy) | $30.42 | 2027-03-02 | Common Stock (37000.0) | 37000 | Direct |
Footnotes
F1: Shares issued to reporting person upon the vesting of a performance unit award granted to reporting person on March 7, 2014. The performance unit award was not a derivative security.
F2: Shares sold to cover tax liability incurred as a result of most recent vesting of restricted stock and performance units.
F3: This Stock Option is 100% exercisable.
F4: One-for-One
F5: Not Applicable
F6: Grant Date 03/05/2015; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F7: Grant Date 03/03/2016; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F8: Grant Date 03/02/2017; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.