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MOSAIC CO — Director's Dealing 2017
Mar 9, 2017
30554_dirs_2017-03-09_3b06682c-9447-4bf8-b8d7-cd47ec88fad7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOSAIC CO (MOS)
CIK: 0001285785
Period of Report: 2017-03-07
Reporting Person: MACK RICHARD L (EVP, Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-07 | Common Stock | A | 4893 | — | Acquired | 127260 | Direct |
| 2017-03-07 | Common Stock | M | 8043 | — | Acquired | 135303 | Direct |
| 2017-03-07 | Common Stock | F | 6702 | $29.18 | Disposed | 128601 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-07 | Restricted Stock Units | $0.0 | M | 8043 | Disposed | Common Stock (8043.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $40.03 | 2017-08-02 | Common Stock (19368.0) | 19368 | Direct |
| Stock Option (Right to Buy) | $127.21 | 2018-07-31 | Common Stock (5486.0) | 5486 | Direct |
| Stock Option (Right to Buy) | $52.72 | 2019-07-27 | Common Stock (10216.0) | 10216 | Direct |
| Stock Option (Right to Buy) | $44.93 | 2020-07-27 | Common Stock (15194.0) | 15194 | Direct |
| Stock Option (Right to Buy) | $70.62 | 2021-07-21 | Common Stock (10767.0) | 10767 | Direct |
| Stock Option (Right to Buy) | $57.62 | 2022-07-19 | Common Stock (17483.0) | 17483 | Direct |
| Stock Option (Right to Buy) | $54.03 | 2023-07-18 | Common Stock (18939.0) | 18939 | Direct |
| Stock Option (Right to Buy) | $49.73 | 2024-03-07 | Common Stock (21288.0) | 21288 | Direct |
| Stock Option (Right to Buy) | $50.43 | 2025-03-05 | Common Stock (24249.0) | 24249 | Direct |
| Restricted Stock Units | $0.0 | Common Stock (14633.0) | 14633 | Direct | |
| Stock Option (Right to Buy) | $28.49 | 2026-03-03 | Common Stock (51772.0) | 51772 | Direct |
| Stock Option (Right to Buy) | $30.42 | 2027-03-02 | Common Stock (50454.0) | 50454 | Direct |
Footnotes
F1: Shares issued to reporting person upon the vesting of a performance unit award granted to reporting person on March 7, 2014. The performance unit award was not a derivative security.
F2: Shares sold to cover tax liability incurred as a result of most recent vesting of restricted stock and performance units.
F3: This Stock Option is 100% exercisable.
F4: One-for-One
F5: Not Applicable
F6: Grant Date 03/05/2015; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F7: Grant Date 5/14/2015; restricted stock units vest in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F8: Grant Date 03/03/2016; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F9: Grant Date 03/02/2017; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.