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MOSAIC CO — Director's Dealing 2017
Mar 9, 2017
30554_dirs_2017-03-09_96d76138-f235-4f93-b568-9edaca27b25e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOSAIC CO (MOS)
CIK: 0001285785
Period of Report: 2017-03-07
Reporting Person: Bodine Bruce M. (Senior Vice President - Potash)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-07 | Common Stock | A | 1223 | — | Acquired | 8711 | Direct |
| 2017-03-07 | Common Stock | M | 4022 | — | Acquired | 12733 | Direct |
| 2017-03-07 | Common Stock | F | 2718 | $29.18 | Disposed | 10015 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-07 | Restricted Stock Units | $0.0 | M | 4022 | Disposed | Common Stock (4022.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 649.034 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $40.03 | 2017-08-02 | Common Stock (894.0) | 894 | Direct |
| Stock Option (Right to Buy) | $127.21 | 2018-07-31 | Common Stock (219.0) | 219 | Direct |
| Stock Option (Right to Buy) | $52.72 | 2019-07-27 | Common Stock (553.0) | 553 | Direct |
| Stock Option (Right to Buy) | $44.93 | 2020-07-27 | Common Stock (577.0) | 577 | Direct |
| Stock Option (Right to Buy) | $70.62 | 2021-07-21 | Common Stock (678.0) | 678 | Direct |
| Restricted Stock Units | $0.0 | Common Stock (3966.0) | 3966 | Direct | |
| Stock Option (Right to Buy) | $28.49 | 2026-03-03 | Common Stock (17921.0) | 17921 | Direct |
| Stock Option (Right to Buy) | $30.42 | 2027-03-02 | Common Stock (25227.0) | 25227 | Direct |
Footnotes
F1: Shares issued to reporting person upon the vesting of a performance unit award granted to reporting person on March 7, 2014. The performance unit award was not a derivative security.
F2: Shares sold to cover tax liability incurred as a result of most recent vesting of restricted stock and performance units.
F3: This Stock Option is 100% exercisable.
F4: One-for-One
F5: Not Applicable
F6: Grant Date 03/03/2016; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F7: Grant Date 03/02/2017; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.