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MOSAIC CO — Director's Dealing 2017
May 22, 2017
30554_dirs_2017-05-22_99e5e58f-605f-438e-ab9d-1f8f8e1b2b20.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOSAIC CO (MOS)
CIK: 0001285785
Period of Report: 2017-05-18
Reporting Person: LUMPKINS ROBERT L (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-18 | Restricted Stock Units | $0.0 | A | 10503 | Acquired | Common Stock (10503.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9339 | Direct |
| Common Stock | 2745 | Indirect |
| Common Stock | 19736 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0 | Common Stock (5707.0) | 5707 | Direct | |
| Restricted Stock Units | $0.0 | Common Stock (10129.0) | 10129 | Direct |
Footnotes
F1: One-for-One
F2: The restricted stock units vested on the date of the issuer's 2016 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 14, 2018.
F3: Not Applicable
F4: The restricted stock units vested on the date of the issuer's 2017 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 19, 2019.
F5: The restricted stock units will vest on the date of the issuer's 2018 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 18, 2020.