AI assistant
MOSAIC CO — Director's Dealing 2016
Feb 19, 2016
30554_dirs_2016-02-19_fc99ff6f-d012-458e-b95a-76249eff76c1.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOSAIC CO (MOS)
CIK: 0001285785
Period of Report: 2016-02-17
Reporting Person: LUMPKINS ROBERT L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-17 | Common Stock | P | 2000 | $24.97 | Acquired | 5031 | Indirect |
| 2016-02-19 | Common Stock | P | 1000 | $24.57 | Acquired | 6031 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3303 | Direct |
| Common Stock | 16450 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0 | Common Stock (3350.0) | 3350 | Direct | |
| Restricted Stock Units | $0.0 | Common Stock (5274.0) | 5274 | Direct | |
| Restricted Stock Units | $0.0 | Common Stock (5707.0) | 5707 | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $24.94 to $25.00, inclusive. The reporting person undertakes to provide to The Mosaic Company, any security holder of The Mosaic Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 1 to this Form 4.
F2: One-for-One
F3: The restricted stock units vested on May 15, 2014. Vested shares will be delivered to the reporting person on October 3, 2016.
F4: Not applicable
F5: The restricted stock units vested on May 15, 2015. Vested shares will be delivered to the reporting person on May 15, 2017.
F6: The restricted stock units will vest on the date of the issuer's 2016 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 14, 2018.