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MOSAIC CO — Director's Dealing 2016
May 16, 2016
30554_dirs_2016-05-16_619bdf6a-30c5-4713-a045-f2fa1054098b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOSAIC CO (MOS)
CIK: 0001285785
Period of Report: 2016-05-12
Reporting Person: MACK RICHARD L (EVP, Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-05-12 | Common Stock | M | 9500 | $15.45 | Acquired | 94524 | Direct |
| 2016-05-12 | Common Stock | S | 9500 | $26.001 | Disposed | 85024 | Direct |
| 2016-05-13 | Common Stock | M | 37819 | $15.45 | Acquired | 122843 | Direct |
| 2016-05-13 | Common Stock | S | 27129 | $25.2328 | Disposed | 95714 | Direct |
| 2016-05-14 | Common Stock | M | 7316 | — | Acquired | 103030 | Direct |
| 2016-05-14 | Common Stock | F | 3527 | $24.84 | Disposed | 99503 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-05-12 | Stock Option (Right to Buy) | $15.45 | M | 9500 | Disposed | 2016-08-04 | Common Stock (9500.0) | Direct |
| 2016-05-13 | Stock Option (Right to Buy) | $15.45 | M | 37819 | Disposed | 2016-08-04 | Common Stock (37819.0) | Direct |
| 2016-05-14 | Restricted Stock Units | $0.0 | M | 7316 | Disposed | Common Stock (7316.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $40.03 | 2017-08-02 | Common Stock (19368.0) | 19368 | Direct |
| Stock Option (Right to Buy) | $127.21 | 2018-07-31 | Common Stock (5486.0) | 5486 | Direct |
| Stock Option (Right to Buy) | $52.72 | 2019-07-27 | Common Stock (10216.0) | 10216 | Direct |
| Stock Option (Right to Buy) | $44.93 | 2020-07-27 | Common Stock (15194.0) | 15194 | Direct |
| Stock Option (Right to Buy) | $70.62 | 2021-07-21 | Common Stock (10767.0) | 10767 | Direct |
| Stock Option (Right to Buy) | $57.62 | 2022-07-19 | Common Stock (17483.0) | 17483 | Direct |
| Restricted Stock Units | $0.0 | Common Stock (7403.0) | 7403 | Direct | |
| Stock Option (Right to Buy) | $54.03 | 2023-07-18 | Common Stock (18939.0) | 18939 | Direct |
| Restricted Stock Units | $0.0 | Common Stock (8043.0) | 8043 | Direct | |
| Stock Option (Right to Buy) | $49.73 | 2024-03-07 | Common Stock (21288.0) | 21288 | Direct |
| Stock Option (Right to Buy) | $50.43 | 2025-03-05 | Common Stock (24249.0) | 24249 | Direct |
| Stock Option (Right to Buy) | $28.49 | 2026-03-03 | Common Stock (51772.0) | 51772 | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.75 to $26.30, inclusive. The reporting person undertakes to provide to The Mosaic Company, any security holder of The Mosaic Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 1 to this Form 4.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.53, inclusive. The reporting person undertakes to provide to The Mosaic Company, any security holder of The Mosaic Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 2 to this Form 4.
F3: Shares sold to cover tax liability incurred as a result of most recent vesting of Restricted Stock Units.
F4: This Stock Option is 100% exercisable.
F5: One-for-One
F6: Not Applicable
F7: Grant Date 07/18/2013; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F8: Grant Date 03/07/2014; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F9: Grant Date 03/05/2015; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F10: Grant Date 5/14/2015; restricted stock units vest in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F11: Grant Date 03/03/2016; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.