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MOSAIC CO — Director's Dealing 2016
Jun 6, 2016
30554_dirs_2016-06-06_1941b196-b7a5-475f-9f6c-d4d500cd58fe.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOSAIC CO (MOS)
CIK: 0001285785
Period of Report: 2016-06-02
Reporting Person: BRAUSEN ANTHONY T (Senior VP -Finance)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-06-02 | Common Stock | M | 19716 | $15.45 | Acquired | 46607 | Direct |
| 2016-06-02 | Common Stock | S | 19716 | $25.7192 | Disposed | 26891 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-06-02 | Stock Option (Right to Buy) | $15.45 | M | 19716 | Disposed | 2016-08-04 | Common Stock (19716.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $40.03 | 2017-08-02 | Common Stock (11323.0) | 11323 | Direct |
| Stock Option (Right to Buy) | $127.21 | 2018-07-31 | Common Stock (2195.0) | 2195 | Direct |
| Stock Option (Right to Buy | $52.72 | 2019-07-27 | Common Stock (5258.0) | 5258 | Direct |
| Stock Option (Right to Buy) | $44.93 | 2020-07-27 | Common Stock (5105.0) | 5105 | Direct |
| Stock Option (Right to Buy) | $70.62 | 2021-07-21 | Common Stock (4307.0) | 4307 | Direct |
| Stock Option (Right to Buy) | $57.62 | 2022-07-19 | Common Stock (7284.0) | 7284 | Direct |
| Restricted Stock Units | $0.0 | Common Stock (3702.0) | 3702 | Direct | |
| Stock Option (Right to Buy) | $54.03 | 2023-07-18 | Common Stock (9470.0) | 9470 | Direct |
| Restricted Stock Units | $0.0 | Common Stock (4022.0) | 4022 | Direct | |
| Stock Option (Right to Buy) | $49.73 | 2024-03-07 | Common Stock (10644.0) | 10644 | Direct |
| Stock Option (Right to Buy) | $50.43 | 2025-03-05 | Common Stock (11658.0) | 11658 | Direct |
| Stock Option (Right to Buy) | $28.49 | 2026-03-03 | Common Stock (24890.0) | 24890 | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.7123 to $25.7450, inclusive. The reporting person undertakes to provide to The Mosaic Company, any security holder of The Mosaic Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 1 to this Form 4.
F2: Shares are held jointly with reporting person's spouse.
F3: This Stock Option is 100% exercisable.
F4: One-for-One
F5: Not Applicable
F6: Grant Date 07/18/2013; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F7: Grant Date 03/07/2014; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F8: Grant Date 03/05/2015; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F9: Grant Date 03/03/2016; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.