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MOSAIC CO — Director's Dealing 2016
Jul 20, 2016
30554_dirs_2016-07-20_0cd40d8b-d981-4977-8050-6dd2c38f3284.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOSAIC CO (MOS)
CIK: 0001285785
Period of Report: 2016-07-18
Reporting Person: O'Rourke James Calvin (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-07-18 | Common Stock | M | 11722 | — | Acquired | 74745 | Direct |
| 2016-07-18 | Common Stock | A | 5414 | — | Acquired | 80159 | Direct |
| 2016-07-18 | Common Stock | F | 8878 | $29.28 | Disposed | 71281 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-07-18 | Restricted Stock Units | $0.0 | M | 11722 | Disposed | Common Stock (11722.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $52.72 | 2019-07-27 | Common Stock (12019.0) | 12019 | Direct |
| Stock Option (Right to Buy) | $44.93 | 2020-07-27 | Common Stock (20259.0) | 20259 | Direct |
| Stock Option (Right to Buy) | $70.62 | 2021-07-21 | Common Stock (16150.0) | 16150 | Direct |
| Stock Option (Right to Buy) | $57.62 | 2022-07-19 | Common Stock (27681.0) | 27681 | Direct |
| Stock Option (Right to Buy) | $54.03 | 2023-07-18 | Common Stock (29987.0) | 29987 | Direct |
| Restricted Stock Units | $0.0 | Common Stock (12735.0) | 12735 | Direct | |
| Stock Option (Right to Buy) | $49.73 | 2024-03-07 | Common Stock (33706.0) | 33706 | Direct |
| Stock Option (Right to Buy) | $50.43 | 2025-03-05 | Common Stock (37306.0) | 37306 | Direct |
| Restricted Stock Units | $0.0 | Common Stock (22432.0) | 22432 | Direct | |
| Stock Option (Right to Buy) | $28.49 | 2026-03-03 | Common Stock (179211.0) | 179211 | Direct |
Footnotes
F1: Shares issued to reporting person upon the vesting of a performance unit award granted to reporting person on July 18, 2013. The performance unit award was not a derivative security.
F2: Shares sold to cover tax liability incurred as a result of most recent vesting of Restricted Stock Units and Performance Units.
F3: This Stock Option is 100% exercisable.
F4: One-for-One
F5: Not Applicable
F6: Grant Date 03/07/2014; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F7: Grant Date 03/05/2015; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F8: Grant Date 03/03/2016; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.