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MOSAIC CO — Director's Dealing 2016
Jul 20, 2016
30554_dirs_2016-07-20_1259dd3c-1127-4502-925e-e1f3df23ae92.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOSAIC CO (MOS)
CIK: 0001285785
Period of Report: 2016-07-18
Reporting Person: Isaacson Mark J. (SVP, Gen. Counsel & Corp. Sec.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-07-18 | Common Stock | M | 1666 | — | Acquired | 11493 | Direct |
| 2016-07-18 | Common Stock | A | 384 | — | Acquired | 11877 | Direct |
| 2016-07-18 | Common Stock | F | 969 | $29.28 | Disposed | 10908 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-07-18 | Restricted Stock Units | $ | M | 1666 | Disposed | Common Stock (1666.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $40.03 | 2017-08-02 | Common Stock (4693.0) | 4693 | Direct |
| Stock Option (Right to Buy) | $127.21 | 2018-07-31 | Common Stock (1152.0) | 1152 | Direct |
| Stock Option (Right to Buy) | $52.72 | 2019-07-27 | Common Stock (2246.0) | 2246 | Direct |
| Stock Option (Right to Buy) | $44.93 | 2020-07-27 | Common Stock (2598.0) | 2598 | Direct |
| Stock Option (Right to Buy) | $70.62 | 2021-07-21 | Common Stock (1480.0) | 1480 | Direct |
| Restricted Stock Units | $ | Common Stock (1877.0) | 1877 | Direct | |
| Stock Option (Right to Buy) | $50.43 | 2025-03-05 | Common Stock (7461.0) | 7461 | Direct |
| Stock Option (Right to Buy) | $28.49 | 2026-03-03 | Common Stock (19912.0) | 19912 | Direct |
Footnotes
F1: Shares issued to reporting person upon the vesting of a performance unit award granted to reporting person on July 18, 2013. The performance unit award was not a derivative security.
F2: Shares sold to cover tax liability incurred as a result of most recent vesting of Restricted Stock Units and Performance Units.
F3: This Stock Option is 100% exercisable.
F4: One-for-One
F5: Not Applicable
F6: Grant Date 03/05/2015; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F7: Grant Date 03/03/2016; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.