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MOSAIC CO — Director's Dealing 2016
Jul 20, 2016
30554_dirs_2016-07-20_1e548add-3576-4c9e-9f3b-f9bd3b63d46b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOSAIC CO (MOS)
CIK: 0001285785
Period of Report: 2016-07-18
Reporting Person: Ricard Corrine D. (Senior VP - Human Resources)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-07-18 | Common Stock | M | 3702 | — | Acquired | 20635 | Direct |
| 2016-07-18 | Common Stock | A | 1709 | — | Acquired | 22344 | Direct |
| 2016-07-18 | Common Stock | F | 2804 | $29.28 | Disposed | 19540 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-07-18 | Restricted Stock Units | $0.0 | M | 3702 | Disposed | Common Stock (3702.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $40.03 | 2017-08-02 | Common Stock (3955.0) | 3955 | Direct |
| Stock Option (Right to Buy) | $127.21 | 2018-07-31 | Common Stock (2195.0) | 2195 | Direct |
| Stock Option (Right to Buy) | $52.72 | 2019-07-27 | Common Stock (4132.0) | 4132 | Direct |
| Stock Option (Right to Buy) | $44.93 | 2020-07-27 | Common Stock (3566.0) | 3566 | Direct |
| Stock Option (Right to Buy) | $70.62 | 2021-07-21 | Common Stock (3230.0) | 3230 | Direct |
| Stock Option (Right to Buy) | $57.62 | 2022-07-19 | Common Stock (7284.0) | 7284 | Direct |
| Stock Option (Right to Buy) | $54.03 | 2023-07-18 | Common Stock (9470.0) | 9470 | Direct |
| Restricted Stock Units | $0.0 | Common Stock (4022.0) | 4022 | Direct | |
| Stock Option (Right to Buy) | $49.73 | 2024-03-07 | Common Stock (10644.0) | 10644 | Direct |
| Stock Option (Right to Buy) | $50.43 | 2025-03-05 | Common Stock (13057.0) | 13057 | Direct |
| Stock Option (Right to Buy) | $28.49 | 2026-03-03 | Common Stock (27877.0) | 27877 | Direct |
Footnotes
F1: Shares issued to reporting person upon the vesting of a performance unit award granted to reporting person on July 18, 2013. The performance unit award was not a derivative security.
F2: Shares sold to cover tax liability incurred as a result of most recent vesting of Restricted Stock Units and Performance Units.
F3: This Stock Option is 100% exercisable.
F4: One-for-One
F5: Not Applicable
F6: Grant Date 03/07/2014; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F7: Grant Date 03/05/2015; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.
F8: Grant Date 03/03/2016; option becomes exercisable in three equal installments commencing on the first anniversary of the grant date and on each anniversary thereafter.