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MOSAIC CO — Director's Dealing 2016
Oct 5, 2016
30554_dirs_2016-10-05_ff6d0ea9-46ff-4ff1-82f6-9ef3e8b3e670.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MOSAIC CO (MOS)
CIK: 0001285785
Period of Report: 2016-10-03
Reporting Person: LUMPKINS ROBERT L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-10-03 | Common Stock | M | 2345 | — | Acquired | 5648 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-10-03 | Restricted Stock Units | $0.0 | M | 3350 | Disposed | Common Stock (3350.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9279 | Indirect |
| Common Stock | 13202 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0 | Common Stock (5274.0) | 5274 | Direct | |
| Restricted Stock Units | $0.0 | Common Stock (5707.0) | 5707 | Direct | |
| Restricted Stock Units | $0.0 | Common Stock (10129.0) | 10129 | Direct |
Footnotes
F1: The reporting person, pursuant to the terms of the Restricted Stock Unit Agreement under which the award of restricted stock units was made, elected to receive 30% of the restricted stock units in the form of cash with the balance paid in the form of shares of common stock at the time the award was paid.
F2: One for one
F3: The restricted stock units vested on May 15, 2014. Vested shares will be delivered to the reporting person on October 3, 2016.
F4: Not applicable
F5: The restricted stock units vested on May 14, 2015. Vested shares will be delivered to the reporting person on May 15, 2017.
F6: The restricted stock units vested on May 19, 2016. Vested shares will be delivered to the reporting person on May 14, 2018.
F7: The restricted stock units will vest on the date of the issuer's 2017 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 19, 2019.